SEBI Compliance & Securities Law
Navigating India's Capital Markets with Confidence
Navigating India's Capital Markets with Confidence
Capital markets offer unparalleled opportunities for growth, but navigating SEBI’s regulatory framework requires specialized expertise. Probitas Law Associates is your trusted advisor for securities law compliance, capital raising, and regulatory advisory in India’s dynamic capital markets.
Whether you’re planning an Initial Public Offering, raising funds through Qualified Institutional Placements, or ensuring ongoing compliance as a listed entity, our securities law practice provides strategic counsel grounded in deep regulatory knowledge and transaction experience.
How Can We Help?
Probitas Law Associates 10th Floor, Mittal Tower Nariman Point, Mumbai 400021 Maharashtra, India
Our IPO advisory encompasses the entire listing journey: eligibility assessment, drafting offer documents, SEBI filing and coordination, underwriter negotiations, stock exchange applications, and post-listing compliance frameworks. We guide promoters through lock-in requirements, minimum public shareholding norms, and disclosure obligations.
For listed companies pursuing capital raises, we structure and execute Rights Issues, Preferential Allotments, and QIPs in compliance with SEBI’s Issue of Capital and Disclosure Requirements (ICDR) Regulations. Our expertise ensures optimal pricing, regulatory approval, and investor protection.
For listed companies pursuing capital raises, we structure and execute Rights Issues, Preferential Allotments, and QIPs in compliance with SEBI’s Issue of Capital and Disclosure Requirements (ICDR) Regulations. Our expertise ensures optimal pricing, regulatory approval, and investor protection.
Insider trading compliance is increasingly scrutinized. Our practice includes developing institutional insider trading policies, maintaining structured digital databases, monitoring trading window closures, and ensuring UPSI (Unpublished Price Sensitive Information) handling protocols.
For Alternative Investment Funds, we provide registration support, compliance advisory, and ongoing regulatory guidance under SEBI’s AIF Regulations.
Securities Law Expertise:
- IPO and public listing advisory
- QIP, Rights Issues, and preferential allotments
- LODR compliance and disclosure management
- Insider trading policy and compliance
- SEBI investigation defense
- AIF registration and compliance